News coverage

Is MiFID II a burden or an opportunity?

Market abuse has fractured the reputation of the financial markets and dented investor confidence. Global regulators have responded with billion dollar fines and regulatory initiatives such as MiFID I, MAR and Dodd-Frank. The market is now counting down to the next major initiative, which will be MiFID II in January 2018. As we approach the […]

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Banks move towards active compliance

Banks are taking a less passive approach and striving to spot wrongdoing early on. As banks re-evaluate the meaning of counterparty and compliance risk, they are striving to spot wrongdoing at the earliest stage rather than monitoring activity at the end of the process with little analysis.

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