SANCTION LIST MONITORING EQUITIES
With scenario SANCTION LIST MONITORING, companies can fulfill their obligation to monitor that no securities of any asset class are included in or remain in their portfolios that appear on sanction lists.
The application’s high degree of automation significantly reduces the effort required for monitoring and ensures a high level of security to protect against painful sanctions. A reporting function for processing requests from regulators is integrated, as is case management and an interface for automatically importing sanction lists, for example, and using BI tools.
The basis of the requirements of the regulators is the law, for the examination of sanctions of:
- United Nations
- European Union
- US Treasury Department OFAC
- HMT Sanctions
- Hong Kong Sanctions Regime
- Sectoral sanctions on Russia/ Ukraine and Venezuela securities
- US Treasury Department’s CAATSA Section 241 list
For decades, b-next has been a reliable partner for all issues related to capital markets compliance.
b-next offers interested companies the opportunity to get to know the software in individual demo sessions. You can register at sales@b-next.com.